The "Maximize Affirmed Majorities" voting method (MAM)
satisfies
immunity from majority complaints
and local independence of irrelevant alternatives
(DRAFT - need to complete some proofs)
Steve Eppley <seppley@alumni.caltech.edu>
Revised: January 02, 2003
Condorcet's Paradox tells us that, no matter what voting
procedure is used, when society
elects
one alternative from a set of three or more alternatives, it is possible a majority
of the voters will prefer a non-elected alternative over the elected alternative, as in
the following scenario:
Scenario 1: 9 voters rank three alternatives {a,b,c}:
| 4 | 3 | 2 |
| a | b | c |
| b | c | a |
| c | a | b |
The table shows each voter's order of preference: 4 voters prefer a over b
over c,
3 prefer b over c over a, and 2 prefer c over a
over b.
Thus a majority (6 voters) prefer a over b, a majority (7 voters) prefer b over c,
and a majority (5 voters) prefer c over a. Therefore, for every alternative there is
a
majority who prefer another alternative over it, so no matter which is
elected
there will be a defeated alternative that is preferred over it by a
majority.
Even voting procedures such as Approval and "Vote for one, Plurality rule," which do
not permit voters to completely express their preference orders, are not immune from this
phenomenon. The condition is determined by voters' preferences, not by their votes.
Under such procedures, unofficial polling may establish the existence of a
majority
preference for a defeated alternative.
A majority who prefer a defeated alternative over the elected alternative might complain
that "democratic majority rule" has somehow been violated. When will this
be trouble
for society? That may depend on the voting procedure. For instance, in the scenario
above, if the voting procedure socially orders the alternatives as "a
over b over c"
then a 5 voter majority may complain that a majority voted for c over the winner.
They can be
rebutted by turning their "majority" argument against them, by showing
a larger majority (7
voters) rank b over c and a larger majority (6 voters) rank a over b.
On the other hand, if the voting procedure does not elect a or
declares the social
ordering to be
something other than "a over b over c" it may be harder to rebut
the complainers' argument:
If b is elected,
the 6 voters who prefer a over b cannot be so easily rebutted
since the only majority that prefers some alternative over a is smaller.
If c is elected,
the 7 voters who prefer b over c cannot be so rebutted
except
perhaps with an argument which favors electing a, not c.
If the voting procedure
socially orders the alternatives as "a over c over b"
then the attempted rebuttal involving "b over c" and "a over b"
undermines
the social ordering by its inconsistency, which undermines the voting
procedure and undermines the election of a.
Even if the voting procedure elects a
and does not socially order the alternatives,
it may be hard to rebut the complainers if there exists a natural way to extend
the
procedure to produce a social ordering that differs from "a over b
over c."
This is a question of consistency: If the same principles that allow the elected
alternative to be declared "better" than the other alternatives
cannot also be used to
find which of any pair of alternatives is "better" than the other,
this incompleteness
of the "better" relation suggests something is amiss with the voting
procedure's
principles, which in turn may undermine confidence in the procedure.
Complaints by a "losing" majority which are hard to rebut could undermine the winner's
mandate, and could undermine confidence
in the
voting procedure, particularly if there
exists another procedure that satisfies the criteria
the people consider important,
would have elected the alternative favored by the complainers, and
over the long run
would elect alternatives preferred by more voters. We consider
it desirable to be
able to turn the complainers' argument against them in a manner as easy as in
the
"a over b over c" example above since
we do not expect people to entirely agree
about the relative importance of the other criteria used to select the voting procedure
(and there would certainly be an incentive for cheap
talk in favor of some other voting
procedure in most voting scenarios).
The remainder of this paper formalizes several criteria which
are elaborations of this
idea, provides examples showing some prominent voting procedures fail some or
all
of these criteria, and provides proofs that the "Maximize Affirmed
Majorities" (MAM)
procedure satisfies all of these criteria.
Under some voting procedures, in scenarios where a majority rank some alternative x
over the winner, the minority
who prefer the winner can always rebut the complainers by
turning that majority's "larger is better" argument
against them by pointing out the existence
of a majority at least as large who rank over
x some alternative a1 socially ranked over x,
and a
majority at least as large who rank over a1 some alternative a2 socially ranked
over a1, ..., etc., and a majority at least as large who rank over ak-1 some
ak socially
ranked over ak-1, and a majority at least as large who rank the
elected alternative over ak.
This seems to be the most we can expect of any voting procedure. We call voting
procedures under
which such a rebutting sequence is always available immune from
majority complaints. Ideally, of course, we would
like to always be able to show
that for any x ranked over the winner by a majority, there exist a
strictly larger majority
who rank over x an alternative a1 that precedes x in the social order, and a larger
majority who rank over a1 an alternative a2
that precedes a1, ..., etc., and
a larger
majority who rank over ak-1 an alternative ak
that precedes ak-1, and a larger majority
who rank the winner over ak. The
following two examples show that is too demanding
in some "tied" scenarios:
Scenario 2: 3 voters rank three alternatives {a,b,c}:
| 1 | 1 | 1 |
| a | b | c |
| b | c | a |
| c | a | b |
The cycle in scenario 2
is perfectly symmetric. Without loss of
generality, assume a
is elected (perhaps by drawing straws to break the tie). A majority (2
voters) rank c
over a. No majority is larger than 2 voters. Thus the
most we can expect here from
a rebutting sequence of majorities "from a to c" is that the rebutting majorities be
at least as
large (i.e., 2 voters) as the majority who prefer c over a. It is too much
to demand
the rebutting sequence be comprised of larger majorities in such "tied"
scenarios; however
we trust it will suffice that the majorities be at least as large.
(Of
course, in elections involving many voters it is unlikely there will be same-size
majorities, so the rebutting sequence would typically be comprised of strictly larger
majorities.)
Scenario 3: 15 voters rank four alternatives {a,b,c,d}:
| 3 | 3 | 3 | 2 | 2 | 2 |
| a | d | b | b | c | c |
| d | a | c | c | a | d |
| b | b | a | d | d | a |
| c | c | d | a | b | b |
If d were
deleted from all the votes then scenario 3 would be similar to scenario
1,
where only the social ordering "a over b over c"
provides an easy rebuttal to majority
complaints. Alternative d is presumably similar to a since
every voter ranks them
together (with slightly more than half ranking a over d).
Assume the social ordering
has a on top as in scenario 3, followed by d since
d does as well against b and c
as a does, followed by b and then by
c. Since d almost ties a, it is impossible to
construct a sequence to rebut the "c over a"
majority (10 voters) that includes a
majority of at least 10 for the winner a over the alternative that
is second in the
social ordering (d in this case). We can, however, merely demand that
the rebutting
sequence be a subset of the alternatives that is consistent with the social ordering
in
the sense that each alternative in the sequence is socially ranked over the
alternatives
that follow it in the sequence. In scenario 3, the rebutting sequence
"a over b over c" is
consistent with the social ordering "a over d over b over c."
With these considerations in mind, we define several related criteria:
1. Weakest resistance to majority complaints (Weakest RMC)
2. Weak resistance to majority complaints (Weak RMC)
3. Immunity from second-place complaints (I2C)
4. Immunity from majority complaints (IMC)
5. Local independence of irrelevant alternatives (LIIA).
Our context is that exactly one alternative must be
elected. Thus we are compelled to
abandon the simplifying assumption often found in the social choice literature
that more
than one alternative may be selected and then some unspecified
"tie-breaking" stage
of the procedure (e.g., a coin toss) would be used to elect one of those
selected.
To test for satisfaction of our criteria, the overall procedure must be specified since
an
unspecified tie-breaking stage could fall victim to majority complaints.
For instance,
if a
procedure selects all three alternatives in scenario 1, as the Copeland procedure
does,
and does not specify how one of the three is ultimately to be elected, then
it
would not make
sense to claim the first stage of the procedure satisfies our criteria.)
In other
words, only resolute voting procedures may satisfy our criteria.
Resolute
procedures are not necessarily always deterministic, since complete determinism can
only be gained
at the expense of neutrality of the alternatives or anonymity of the
voters, which are both often desirable criteria. (For instance, given an even number
of voters electing one
of two alternatives, if the voters are equally split then the only
ways to elect one
with nothing left to chance are to privilege an alternative or privilege
at least
one of the voters, contrary to democratic instincts.) We do not require
anonymity nor
neutrality nor determinism, and have made this point about the
trade-off between the three
properties to explain why the framework of our formal
definitions will be sufficiently general to encompass deterministic, non-deterministic,
and "usually deterministic"
voting procedures.
First we define Weakest RMC and Weak RMC and explain why they are too weak:
Let A denote a finite
non-empty set of alternatives, from which one
must be elected.
Let N = {1,2,...,n} denote a finite non-empty set of voters.
For all non-empty B Í A, let
O(B) denote the set of all
possible orderings of B,
and let L(B) denote the set of all
possible strict orderings of B.
Abbreviate O = O(A)
and L = L(A).
For all i Î N, let Ri denote i's vote, assumed to be an ordering of A.
Let ON
denote the set of all possible n-tuples of orderings
of A.
Let R denote the n-tuple of voters' votes (Ri)iÎN. (Thus
R Î
ON.)
For all x,y Î
A, let R(x,y) denote the votes in R
that rank x
over y.
For all x,y Î
A, let #R(x,y) denote the number of votes in R
that rank x
over y.
Weakest Resistance to Majority
Complaints (Weakest RMC):
Let w Î
A denote the unique alternative elected from A given
votes R.
For all
x Î
A, if #R(x,w) > #R(w,x)
then there must exist y Î
A
such that #R(y,x)
³ #R(x,w) and #R(y,x)
> #R(x,y).
Clearly, any
choice procedure that satisfies Weakest RMC always elects an alternative
in the subset {w Î
A such that
#R(w,x) > #R(x,w) for all x Î
A} when that subset is
not empty. In other words, satisfaction of Weakest RMC implies a
"Condorcet winner"
will be elected
if one exists, a property known as Condorcet-consistency.
Thus all
voting procedures that are not Condorcet-consistent, such as Borda, Plurality Rule,
Majority Runoff, Instant Runoff (a.k.a Single Transferable Vote) and Minimax, fail
Weakest RMC. (We include Minimax in this list since it may defeat a Condorcet
winner when votes may be non-strict orderings.)
Unfortunately, Weakest RMC is
too weak for our purposes. It could allow c to be
elected in scenario 1, which we have argued above could be troublesome for
society.
It also would permit electing an alternative outside the "top cycle" (the smallest non-empty
subset B Í A
such that #R(x,y) > #R(y,x)
for all x Î B and all y Î A\B).
Weakest
RMC would even permit election of a "Condorcet loser," an alternative x
such that,
for all y Î A\{x}, more
than half of the voters voted y over x., as shown by the
following example:
Scenario 4: 15 voters rank four alternatives {a,b,c,d}:
| 3 | 3 | 3 | 2 | 2 | 2 |
| a | b | c | d | d | d |
| b | c | a | a | b | c |
| c | a | b | b | c | a |
| d | d | d | c | a | b |
A majority of 9 rank a
and b and c over d. Thus d is a Condorcet
loser.
But d would be elected by Minimax since a and b and c
each have some larger
majority, 10 voters, who rank an alternative over them. That is, 10
voters
rank c over a, and 10 voters rank a over b, and 10
voters rank b over c.
This does not violate Weakest RMC, but it would be difficult to rebut
a
complaint by the majority who rank d last.
With that concern in mind, we can strengthen the criterion somewhat:
Weak Resistance to Majority
Complaints (Weak RMC):
Let w Î
A denote the unique alternative elected from A given votes R.
For all
x Î
A, if #R(x,w) > #R(w,x)
then there must exist a sequence
of alternatives a1,a2,...,ak
Î
A such that a1 = w and ak
= x and both
of the following conditions hold:
(1) #R(aj,aj+1)
³ #R(x,w) for all j Î
{1,2,...,k-1}.
(2) #R(aj,aj+1) > #R(aj+1,aj)
for all j Î
{1,2,...,k-1}.
(Condition 1 requires
each of the "rebutting" coalitions in the sequence must
be at least as large as the "complaining" majority. Condition 2
requires the
rebutting coalitions must in fact be relative majorities, not minorities or ties.)
Clearly, satisfaction of Weak RMC implies satisfaction of
Weakest RMC, and furthermore
implies the elected alternative will always be in the top cycle. (Thus any voting procedure
that can elect outside the top cycle fails Weak RMC.)
Typically the set of alternatives
electable according to Weak RMC will be a strict subset
of the top cycle when the top
cycle includes three or more alternatives, as in
scenario 1 where the top cycle includes
all three alternatives and satisfaction of Weak
RMC requires a be elected.
Weak RMC is again too weak for our purposes since it does not
require the "rebutting"
sequence of alternatives to be consistent with a social ordering. For instance,
if the
social ordering in scenario 1 is "a over c over b"
then the sequence "a over b" and
"b over c" offered in rebuttal to the "c over a" majority is
flawed since it is inconsistent
with the social ordering. The inconsistency undermines the effectiveness of the
rebuttal
by undermining the social ordering itself, thereby undermining the voting procedure
that underlies the social ordering. Voting procedures that do not construct a
social
ordering, and merely elect a winner, do not escape this concern since there
is always
at least one natural way to extend such procedures into social ordering
procedures,
and the complainers may construct a natural social ordering "unofficially."
They have
a clear incentive to do so if that undermines the rebuttal. Here are some
natural ways
to construct a social ordering given a voting procedure that
elects one
alternative:
1. The most general
technique to construct a strict social ordering is to use
recursion, declaring the alternative in kth place in the social ordering is the one
that would be elected if the 1st through k-1th alternatives were deleted from
the votes. (Thus the social ordering can be
computed iteratively, beginning
with the winner, then calculating the second place finisher,
etc.)
2. Another technique,
which applies only to procedures that assign a score to
each alternative and then elect the one with the best score (such as
Borda,
Copeland and Minimax), is to order the alternatives by their scores.
3. A third technique,
which applies only to procedures that eliminate one
alternative at a time until only one remains (such as Borda Elimination and
Instant Runoff), is to reverse the order of elimination.
4. A fourth technique,
which applies only to procedures that compute some
ordering of the alternatives and elects an
alternative that tops that relation
(such as PathWinner, illustrated in an
example below), is to call that ordering
the social ordering.
5. A fifth technique,
which applies only to procedures that "affirm" an acyclic
subset of the majorities and elect an alternative that is not
the loser of any
majority in that subset (such as MAM), is to
construct the social ordering by
finding an ordering consistent with that subset. (For instance,
in scenario 1
MAM affirms the "a over b" and "b
over c" majorities and does not affirm
the "c over a" majority. The only social ordering consistent with the two
affirmed majorities is "a over b over c.")
Since the first technique listed above is general, typically at
least two techniques are
natural for any resolute voting procedure. In MAM's case, for instance,
both the first
and fifth techniques can be used to construct a social ordering. If the
two natural
techniques produce different social orderings, the discrepancy could
undermine
confidence in the voting procedure and undermine the rebuttal of the
complainers'
argument. Thus we could define an additional criterion that demands that
when two
(or more) techniques are natural, they must produce the same social
ordering. But it
would be difficult to rigorously state such a criterion. (In MAM's case,
both natural
techniques do
produce the same social ordering. See theorem
"MAM2 = MAM.")
We will take a different tack here and simply specify the first, general,
technique in
our next two criteria (I2C and IMC), and we will note in the examples
that show
well-known procedures fail I2C where partial credit may be given for satisfying I2C's
"spirit" if the procedure's other natural technique had instead been specified in the
wording of I2C.
First, here is an informal definition of I2C:
Let "second-place finisher" denote the alternative that would be
elected
if the elected alternative were deleted from the
votes.
The number of voters who rank the second-place finisher over the elected
alternative must not exceed the number who rank the elected alternative
over the second-place finisher.
Here is the formal definition of I2C:
For all non-empty B Í
A, let R|B denote the restriction of R to
the alternatives
in B. (In other words, R|B
is the same as R except
all
alternatives
not in B are
lowered to the bottom in each vote.)
Call a function f a decision
scheme if and only if, for all finite non-empty A,
all finite N, all R Î
ON and
all non-empty B Í A,
all four of the following
conditions hold:
(1) For all x Ï
B, f(x,B,R) = 0.
(2) For all x Î
B, f(x,B,R) =
f(x,B,R|B).
(3) For all x Î B, 0 £
f(x,B,R) £ 1.
(4) S(x Î
B)f(x,B,R) = 1.
(The interpretation of f(x,B,R)
is the probability that alternative x will be elected
from a "nominated" subset of alternatives B given
votes R. Condition 1 implies
no alternative outside B may be elected. Condition 2 implies the
parts of votes
regarding alternatives not in B must be ignored. Condition 3 reflects the fact
that
a probability is always a real number between 0 and 1. Condition
4 reflects the
fact that the sum of probabilities over an exhaustive set of mutually exclusive
events is always 1, which means a
decision scheme corresponds to a voting
procedure that elects exactly one alternative, in a manner that is
not necessarily
deterministic. Thus this framework encompasses deterministic, non-deterministic,
and "usually deterministic" voting procedures.)
Immunity from Second-Place
Complaints (I2C): A decision scheme f is
immune
from second-place complaints if and only if #R(w,x) ³ #R(x,w)
for all finite non-empty A, all finite N, all R
Î
ON and all w,x Î
A such that
f(w,A,R) > 0
and f(x,A\{w},R) = 1.
Though the wording of I2C does not mention a complete social
ordering, it can be seen
that the second-place finisher is computed in a manner consistent with the first
of the five
natural techniques listed above. If we were to rewrite I2C so the social
ordering must
be produced (not necessarily deterministically) using any of the five natural techniques
(assuming the technique is natural for the voting procedure in
question), it would
strengthen the criterion slightly: Let g(r,A,R)
denote the probability that r is the social
ordering, let r1 denote the
alternative atop r, and let r2 denote the
alternative ranked by r
immediately below r1. Require #R(r1,r2) ³ #R(r2,r1)
for all r such that g(r,A,R) > 0.
We call this slightly stronger since the "f(x,A\{w},R) = 1"
clause of I2C means
"#R(w,x) ³ #R(x,w)"
is only required for alternatives x elected with certainty
when w is deleted. To
explain why we write "f(x,A\{w},R) = 1" instead
of
"f(x,A\{w},R) > 0"
consider the following example:
Scenario 5: 3 voters rank four alternatives {a,b,c,d}:
| 1 | 1 | 1 |
| a | b | c |
| d | c | a |
| b | a | d |
| c | d | b |
If d were
deleted, the perfect symmetry amongst {a,b,c} would presumably give a
a non-zero chance of being elected. Since every voter ranks
a over d, it is thus
reasonable for a voting procedure to give a a non-zero
chance when d is included.
If a is indeed elected, then when calculating which alternative is the second-place
finisher the perfect symmetry amongst {b,c,d} when a is
deleted implies any one
of {b,c,d} could be the
second-place finisher. If c does not finish second with
certainty, I2C will not be
violated.
In terms of a natural
social ordering, we would require the social ordering r not
have r1 = a and r2 = c.
That still leaves room under the slightly strengthened I2C
for the social ordering r to have r1 = a and r2
Î {b,d} (or perhaps r1 ¹
a),
as long as #R(a,d) ³ #R(d,a)
is required whenever r1 = a and r2 = d
and
#R(a,b) ³ #R(b,a)
is required whenever r1 = a and r2 = b
(even though
neither d nor b is second with certainty in the social ordering when a is
first).
This is a minor technical point which will not be relevant when we define
the
strongest criterion IMC below.
Many prominent voting procedures fail I2C. The following example
shows that
Plurality Rule fails I2C:
Scenario 6: 9 voters rank three alternatives {a,w,x} as follows:
| 2 | 3 | 4 |
| a | x | w |
| x | a | x |
| w | w | a |
Plurality Rule ignores all but the top of each
voter's ranking. Since more voters (4)
ranked w top than
ranked any other alternative top, Plurality Rule would elect w.
The second-place
finisher is x since 7 voters rank x top when w is
dropped.
(Note that x is also the second-place finisher using the other natural way of
constructing the social order, since x's 3 tops exceed a's 2 tops.)
Since a
majority (5 voters) rank x over w, Plurality Rule
fails I2C.
It is easy to construct examples that show that Borda, Copeland, Minimax, and many
other prominent voting rules fail I2C. The following example shows
Borda fails I2C:
Scenario 7: 5 voters rank three alternatives {a,w,x} as follows:
| 3 | 2 |
| x | w |
| w | a |
| a | x |
Borda counts for each alternative a point from each
vote for each alternative ranked
below it. Thus Borda counts 6 points (3´2 + 2´0)
for x, 7 points (3´1 + 2´2)
for w, and 2 points (3´0 + 2´1)
for a. Thus Borda elects w. Alternative x
is
the second-place finisher since Borda would elect x if w were dropped. (Note
that x would also be second using the other natural social
ordering technique,
technique 2, since x has the second largest number of
points.) Since a majority
(3 voters) prefer x over w, Borda fails I2C. (This
example also shows that
Borda fails Weakest RMC and Weak RMC.)
The following example shows the Copeland procedure fails I2C:
Scenario 8: 15 voters rank eight alternatives {a,b,c,d,e,f,w,x} as follows:
| 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| w | w | x | x | x | x | x | x | b | c | c | d | e | f | f |
| a | b | w | w | a | f | f | f | a | b | f | a | d | d | e |
| b | a | c | c | e | w | e | e | x | a | e | x | c | b | d |
| x | x | b | d | w | e | d | d | w | x | b | w | b | x | c |
| d | e | a | e | d | c | c | c | f | f | a | e | a | c | a |
| c | d | f | b | c | d | w | b | e | e | x | c | x | w | b |
| f | c | e | f | f | b | b | w | d | d | w | b | w | a | x |
| e | f | d | a | b | a | a | a | c | w | d | f | f | e | w |
Copeland computes the number of pairings won (by
relative majority)
by each
alternative and then elects the alternative that won the most pairings.
Thus Copeland computes these
scores:
w wins 6 pairings (over a,b,c,d,e,f).
x wins 5 pairings (over c,d,e,f,w).
a wins 3 pairings (over e,f,x).
b wins 3 pairings (over a,b,x).
c wins 3 pairings (over a,b,f).
d wins 3 pairings (over a,b,c).
e wins 3 pairings (over b,c,d).
f wins 2 pairings (over d,e).
Thus Copeland elects w. Alternative
x is the second-place finisher since Copeland
would elect x if w were deleted. (Note that x is also second in
the other natural
Copeland social ordering, having the second-largest score.) Since a majority
(13
voters) rank x over w, Copeland fails I2C. In fact, no other alternative
is
opposed by a majority as large as 13 voters, and x is the only alternative whose
largest
opposing majorities are as small as 8 voters, so this example seems
an
egregious failure by Copeland. (This example also shows that Copeland fails
Weakest RMC, Weak RMC and IMC. But it is easy to construct less complex
examples that show Copeland fails those criteria.) Eight alternatives were used
in this
example since the Copeland correspondence is often irresolute and its
tie-breaker is unspecified; thus the example needed to give the elected alternative
at least
one more pairwin than the second-place alternative and give the second-
place alternative at least two pairwins more than the third-place alternative,
so the second-place
alternative would be elected with certainty when the
elected alternative is deleted.)
The following example shows
Majority Runoff and Instant Runoff fail I2C but may be
given partial credit for satisfying the
spirit of I2C:
Scenario 9: 9 voters rank three alternatives {a,w,x} as follows:
| 3 | 2 | 4 |
| w | x | a |
| x | w | x |
| a | a | w |
Instant Runoff is an iterative elimination procedure
which counts each vote for its
highest-ranked non-eliminated alternative and eliminates the alternative having
the
smallest count, repeating until one alternative remains. Given the votes
in scenario 9,
Instant Runoff first counts 3 for w, 2 for x and 4 for a and
therefore eliminates x.
Then Instant Runoff counts 5 for w and 4 for a and eliminates a,
electing w.
Alternative x is the second-place finisher since if w were
dropped from the votes
Instant Runoff would elect x (with a count of 5) over a (with a count of 4).
Since a majority (6 voters) rank
x over w, Instant Runoff fails I2C.
On the other hand, one may argue that Instant Runoff
satisfies I2C in spirit since
the third natural technique of constructing a social order, reversing the order of
elimination,
is also natural for Instant Runoff. It is impossible for a majority to
rank the alternative eliminated last over the elected alternative. However,
Instant Runoff fails Weakest RMC and Weak RMC (as do Borda and all
voting procedures that are not Condorcet-consistent), and we shall see
below that Instant Runoff also
fails the stronger criterion IMC, even in spirit.
The following example
shows Simpson (and other minimax and maximin procedures)
fails I2C:
Scenario 10: 15 voters rank four alternatives {a,b,c,w} as follows:
| 3 | 3 | 3 | 2 | 2 | 2 |
| a | b | c | w | w | w |
| b | c | a | a | b | c |
| c | a | b | b | c | a |
| w | w | w | c | a | b |
Given these votes, here are the pairwise counts of the votes:
#R(a,b) = 10, #R(b,a)
= 5
#R(b,c) = 10, #R(c,b)
= 5
#R(c,a) = 10, #R(a,c)
= 5
#R(a,w) = 9, #R(w,a)
= 6
#R(b,w) = 9, #R(w,b)
= 6
#R(c,w) = 9, #R(w,c)
= 6
Simpson elects w since w's
three pairwise
defeats (by a and by b and by c)
have size 9, whereas each of the other alternatives has a larger
defeat (size 10).
Clearly the second-place finisher must be one of {a,b,c}.
Since for each
alternative in {a,b,c} a majority (9 voters) rank it
over w, Simpson fails I2C.
The following example shows that PathWinner (defined in section
4.3 of the document
"Strategic Indifference") fails I2C:
Scenario 11: 13 voters rank four alternatives {a,b,w,x} as follows:
| 1 | 5 | 2 | 2 | 3 |
| w | x | a | a | b |
| b | w | b | b | w |
| x | a | w | x | x |
| a | b | x | w | a |
Given these votes, here are the pairwise counts of the votes:
#R(x,a) = 9, #R(a,x)
= 4
#R(w,a) = 9, #R(a,w)
= 4
#R(a,b) = 9, #R(b,a)
= 4
#R(b,x) = 8, #R(x,b)
= 5
#R(x,w) = 7, #R(w,x)
= 6
#R(b,w) = 7, #R(w,b)
= 6
PathWinner calculates the strengths
of the "strongest paths" as shown in the
following table:
| From | To | Strongest Path | Strength of Strongest Path |
| x | a | xa | 9 |
| a | x | abx | 8 |
| x | b | xab | 9 |
| b | x | bx | 8 |
| x | w | xw | 7 |
| w | x | wabx | 8 |
| a | b | ab | 9 |
| b | a | bxa | 8 |
| a | w | abw | 7 |
| w | a | wa | 9 |
| b | w | bw | 7 |
| w | b | wab | 9 |
The strength of a path (sequence of majorities) is the size of its smallest
majority.
Since the strongest path from w to any other alternative is stronger
than the strongest
path from that alternative to w, PathWinner elects w. If w were
dropped, then
PathWinner would elect x. Thus x
is the second-place finisher. (Note that x is also
the second-place finisher using the fourth natural technique of
constructing a social
ordering, which is natural for PathWinner since the "stronger
path" relation is
an ordering of the alternatives, since x has a stronger path to a than vice versa
and
x
has a stronger path to b than vice versa.) Since a
majority rank x over w,
PathWinner fails I2C.
The majority who rank x over w may point out the inconsistency of
electing w over x
and that there exists
a
procedure (e.g., MAM) that satisfies the same desired
criteria
as PathWinner (independence of clone alternatives, independence of
Pareto-
dominated alternatives, minimal defense, truncation resistance, top
cycle,
anonymity, neutrality, monotonicity, strong Pareto, resolvability, etc.)
and
would elect x. (Note that wabx, the only path from w to x, includes the "b
over x"
majority. The "b over x" majority is not affirmed
by MAM since the "x over a"
and "a over b" majorities are larger than the "b over x" majority. PathWinner too
finds the
xab path is
stronger than the bx path, which implies bx is "shaky,"
but ignores
this shakiness when incorporating bx into wabx.)
Next we define IMC, which in spirit is stronger than I2C. IMC uses a different definition
of decision schemes, however, replacing the lottery
concept with a slightly less general
"s Î L(R,A)"
concept defined here.
Let L(R,A)
denote the set of all possible ordered pairs of strict orderings of the
votes in R and strict orderings of A. (Since some voting procedures are not always
deterministic to satisfy anonymity and neutrality, we indicate by some randomly
picked s = (sR,sA)
Î L(R,A) the random values
that may affect the outcome.
A randomly picked strict ordering of R, sR,
corresponds to a possible hierarchy
of the voters,
and a randomly picked strict ordering of A, sA,
corresponds to
a possible hierarchy of
the alternatives. Little generality is lost by considering
only voting functions that elect a single alternative in a seemingly "deterministic"
manner given a collection of votes R
and some randomly picked s Î L(R,A).)
Call a function f
a voting scheme if and only if, given any
non-empty B Í A,
any R Î ON
and any s Î L(R,A),
f(B,R,s) is a singleton subset of B.
Recursively define the "place of finish" of all
alternatives. (This formally defines
the first of the five natural techniques of extending a resolute voting
procedure
to a social ordering, by defining functions F and
B such that F(k) is
the
alternative that finishes in kth place and B(k)
is the subset of alternatives
that remain when the alternatives that finish in the top k places are
deleted.)
For all R Î
ON and all non-empty B Í
A, let R|B denote the restriction
of R to B. (That is, R|B is the same as
R except all
alternatives not in B
are deleted from each vote.)
For all s
= (sR,sA) Î
L(R,A) and all non-empty B Í
A, let s|B denote
the restriction of s
to B. (That is, s|B Î
L(R|B,B)
and s|B = (sR|B,sA|B)
where sR|B orders
R|B the same as sR
orders R, and sA|B is the same
as sA except all
alternatives not in B are deleted.)
For all voting schemes f, let B(0,f,A,R,s)
= A. Abbreviate as B(0)
when A is unambiguous.
For all voting schemes f and all integers k Î
{1,2,...,#A), let B(k,f,A,R,s)
denote B(k-1,f,A,R,s)\{F(k,f,A,R,s)}. Abbreviate
B(k) = B(k,f,A,R,s)
when f, A,
R and s are unambiguous.
For all voting schemes
f and all integers k Î
{1,2,...,#A), let F(k,f,A,R,s)
denote the (unique) alternative in f(B(k-1),R|B(k-1),s|B(k-1)).
Abbreviate F(k) = F(k,f,A,R,s)
when f, A,
R and s are unambiguous.
For all voting schemes
f and all x Î
A, let Place(x,f,A,R,s)
denote
the (unique) integer k Î
{1,2,...,#A) such that F(k)
= x.
Abbreviate Place(x) = Place(x,f,A,R,s)
when f, A,
R and s
are unambiguous.
Immunity from Majority
Complaints (IMC): A voting scheme f
is immune
from majority complaints if and only if, for all finite non-empty A,
all finite N,
all R Î
ON, all s Î
L(R,A)
and
all x Î
A, if #R(x,F(1))
> #R(F(1),x)
then there exists a sequence of alternatives a1,a2,...,ak
Î A such that
a1 = F(1) and ak = x and all three of the following conditions hold:
(1) #R(aj,aj+1)
³ #R(x,F(1)) for all
j Î
{1,2,...,k-1}.
(2) #R(aj,aj+1)
> #R(aj+1,aj)
for all j Î
{1,2,...,k-1}.
(3) Place(aj) < Place(aj+1)
for all j Î
{1,2,...,k-1}.
Clearly satisfaction of IMC implies satisfaction of Weakest IMC,
Weak IMC and I2C.
IMC is
stronger since it requires the "rebutting" sequence of alternatives to be consistent
with the social ordering. If some voting procedure has a natural social ordering and
would satisfy IMC if
IMC were amended appropriately to use that natural social ordering
instead, then it is fair to say the procedure satisfies the spirit of
IMC. (However,
we are
not aware of any voting procedure that fails IMC yet satisfies the spirit of
IMC.)
The following example shows Kemeny-Young fails IMC:
Scenario 12: 9 voters rank five alternatives {a,b,c,w,x} as follows:
| 4 | 2 | 3 |
| x | w | a |
| w | a | b |
| a | b | c |
| b | c | x |
| c | x | w |
Kemeny-Young elects the alternative that tops the
ordering of alternatives that
agrees with the most pairwise votes. In this scenario, that ordering is
"w over a
over b over c over x" which agrees with 62 pairwise votes
(6 "w over a",
6 "w over b", 6 "w over c", 2 "w over x", 9
"a over b", 9 "a over c", 5
"a over x",
9 "b over c", 5 "b over x", 5 "c over x").
Thus Kemeny-Young elects w.
Since the 7 voters who rank x over w cannot be rebutted by any
sequence
of majorities each as large as 7, Kemeny-Young fails IMC. (This scenario
also shows that Kemeny-Young fails Weakest RMC
and Weak RMC.
However, Kemeny-Young satisfies I2C.)
I2C and IMC are closely related to the well-known criterion local
independence of
irrelevant alternatives (LIIA, promoted by Peyton Young), which applies to voting
procedures that socially order the alternatives. Informally, LIIA can be expressed
as follows:
For any subset of two or more alternatives that are contiguous in the
social
ordering, their ordering relative to each other must not change if all alternatives
outside this subset are deleted from the votes.
Here is a formal definition of LIIA, generalized for our framework in
which voting
procedures are not necessarily deterministic. A lottery framework capable
of
encompassing deterministic, non-deterministic and usually deterministic
voting
procedures is
used for maximum generality:
Call a function g a social
ordering scheme if and only if
all four of the
following conditions hold for all finite non-empty A, all finite
N,
all R Î
ON and all non-empty B Í A:
(1) For all r Ï
O(B), g(r,B,R) = 0.
(2) For all r Î O(B),
g(r,B,R) = g(r,B,R|B).
(3) For all r Î O(B), 0 £
g(r,B,R) £ 1.
(4) S(r Î
O(B))g(r,B,R) = 1.
(The interpretation of g(r,B,R)
is the probability that r will be the social ordering
of B given
votes R. Condition 1 means only orderings of B
have non-zero
probability. Condition 2 means the
parts of votes regarding alternatives
not
in B must be ignored. Condition 3 reflects the fact that a probability is always
a real number between
0 and 1. Condition
4 reflects the fact that the sum of
probabilities over an
exhaustive set of mutually exclusive events is always 1,
which means a social
ordering scheme corresponds to a voting procedure that
selects exactly one
social ordering, in a manner that is not necessarily deterministic.
This framework
is general since it encompasses deterministic, non-deterministic,
and "usually deterministic" social ordering procedures.
For all r Î
O(A) and all non-empty B Í
A, let r|B denote the restriction of r
to B. (That is, r|B is the same as r
except all alternatives not in B are deleted.)
For all non-empty B Í
A and all r' Î O(B),
let Consistent(r') denote
{r Î
O(A) such that r|B
= r'}.
For all non-empty B Í
A and all r Î O(A),
call B contiguous within r
if and only if, for all x Î
A\B, r
ranks x over all of B or r ranks all of B over x.
For all social ordering
schemes g and all non-empty B Í
A,
call B contiguous with certainty given (g,R) if and only if
B is
contiguous within r for all r Î
O(A) such that g(r,A,R) > 0.
Local
Independence of Irrelevant Alternatives (LIIA): A social
ordering
scheme
g satisfies LIIA if and only if, for all finite non-empty A, all finite
N,
all R Î
ON and all non-empty
B Í A, if B is contiguous with certainty
given
(g,R) then g(r',B,R) = S(r
Î Consistent(r'))g(r,A,R)
for all r' Î O(B).
LIIA cannot be directly applied to a voting procedure that merely elects one alternative
instead of socially ordering the alternatives, but I2C and IMC can. MAM
elects one
alternative, but since the MAM
social ordering has also been defined, LIIA can
also be applied to MAM. We prove below that MAM satisfies
Weakest IMC,
Weak IMC, I2C, IMC and LIIA.
Since the PathWinner voting procedure
elects an alternative but
does not socially
order the alternatives, one cannot say whether PathWinner satisfies LIIA
without
extending PathWinner's definition somehow. However, since PathWinner fails
I2C
and IMC we presume there is no reasonable extension of PathWinner
to a social
ordering procedure that satisfies LIIA. In particular, the extensions of
PathWinner
produced using the two natural techniques (1 and 4 above) fail LIIA, as demonstrated
by
the example above that showed PathWinner fails I2C: Pick B = {a,d}
in that
example. Using either technique natural to PathWinner, B is contiguous with
certainty,
with d ranked over a and both ranked over the rest. But if the
alternatives outside B
are deleted, PathWinner would elect a. Thus both naturally extended PathWinner
social ordering procedures fail LIIA.
Theorem (1): MAM is immune from second-place complaints.
Proof: Assume MAM(A,R,s)
= w for some s Î
L(R,A). (Thus w has a non-zero
chance of being elected by MAM from A given R.) Abbreviate A' = A\{w} and
R' = R|A\{w}. Assume MAM(A',R',s')
= x
for all s' Î
L(R',A'). (Thus x is
elected with
certainty from A\{w} given R'.) We must
show #R(w,x) ³ #R(x,w).
Suppose
the contrary. Let s' denote
s|A'. Make the following abbreviations:
Maj = Majorities(A,R).
Maj' = Majorities(A',R').
RVH = RVH(A,R,s).
RVH' = RVH(A',R',s').
For all a,b Î A, Precede(a,b)
= Precede(a,b,A,R,s).
For all a,b Î A', Precede'(a,b)
= Precede(a,b,A',R',s').
Aff = Affirmed(A,R,s).
Aff' = Affirmed(A',R',s').
MAM = MAM(A,R,s).
MAM' = MAM(A',R',s').
Since #R(x,w)
> #R(w,x), (x,w) Î
Maj and (w,x) Ï Maj. Since MAM
= w,
by the definition of MAM()
w is not second in any pair in Aff. Thus (x,w) Ï
Aff.
Since (x,w) Î Maj\Aff, (x,w) must be inconsistent with Aff Ç
Precede(x,w). This
means there exist (a1,a2),(a2,a3),...,(ak-1,ak)
Î Aff Ç Precede(x,w)
such that a1 = w
and ak = x. By the definition of Affirmed(), Aff Í
Maj. Thus (ak-1,x) Î
Maj.
Thus ak-1 ¹
w, which implies ak-1 Î A'.
Thus (ak-1,x) Î
Maj'. Since MAM'
= x,
x is not second in any pair in Aff'. Thus (ak-1,x)
Ï Aff'. Since (ak-1,x) Î
Maj'\Aff',
(ak-1,x)
must be inconsistent with Aff' Ç
Precede'(ak-1,x). This
means there exist
(b1,b2),(b2,b3),...,(bj-1,bj)
Î Aff' Ç
Precede'(ak-1,x) such
that b1 = x and bj = ak-1.
Let P denote {(b1,b2),(b2,b3),...,(bj-1,bj)}.
By theorem
"Consistency Maintained (2)",
Aff is internally consistent. Thus, since (ak-1,x) Î
Aff there must exist (b,b') Î P
such
that (b,b') Ï Aff. Let P2
denote the pairs in Aff' or in Aff Ç
Pairs(A')
but not in both. Since (b,b') Î Aff'\Aff,
(b,b') Î P2. Since P2
is not empty,
by theorem "Precedence is a Strict Ordering" we can pick (y,y') Î
P2 such
that the following condition holds:
(1.1) For all (z,z')
Î P2, (z,z') Ï
Precede'(y,y').
There are two cases to
consider:
Case 1.2.1: (y,y')
Î Aff'\Aff. Since (y,y') Î
Aff', (y,y') Î Maj'.
Thus (y,y') Î Maj.
Since (y,y') Î Maj\Aff, (y,y') must be
inconsistent with Aff Ç Precede(y,y').
This means there exist (c1,c2),(c2,c3),...,(ch-1,ch)
Î Aff Ç Precede(y,y')
such that c1 = y' and ch = y.
Let P3 denote {(c1,c2),(c2,c3),...,(ch-1,ch)}.
There are two subcases to consider:
Case 1.2.1.1: w
Î {c1,c2,...,ch}.
Since c1 Î A' and w
Ï A',
w
Î {c2,...,ch}.
Therefore w is second in at least one pair in P3.
But since P3
Í Aff
and w is not second in any pair in Aff, this is a contradiction.
Therefore case 1.2.1.1 is impossible.
Case 1.2.1.2: w
Ï {c1,c2,...,ch}.
Thus P3 Í Pairs(A').
Since P3 Í Aff,
P3 Í Maj. Since P3
Í Pairs(A')
Ç Maj, P3
Í Maj'. By theorem
"Consistency Maintained (2)" (substituting A'
for A, R' for R and s'
for s),
Aff' is internally consistent. Therefore, since (y,y')
Î Aff' there must
exist (c,c') Î P3 such that
(c,c') Ï Aff'. Since (c,c')
Î Aff\Aff' and
(c,c')
Î Pairs(A'),
(c,c') Î
P2. Since s'
= s|A' and (c,c') Î
Precede(y,y'),
by theorem
"Precedence is Independent of Irrelevant Alternatives"
(c,c') Î
Precede'(y,y'). But since (c,c') Î
P2 and (c,c') Î
Precede'(y,y'),
this contradicts 1.1. Therefore case 1.2.1.2 is impossible.
Since both subcases are impossible, case 1.2.1 is impossible.
Case 1.2.2: (y,y')
Ï Aff'\Aff. Since (y,y')
Î P2, (y,y')
Î Aff Ç Pairs(A') and
(y,y')
Ï Aff'. Since (y,y') Î
Aff, (y,y') Î Maj. Since (y,y') Î
Maj Ç Pairs(A'),
(y,y') Î
Maj'. Since (y,y') Î Maj'\Aff',
by the definition of Affirmed()
(y,y') must be inconsistent with Aff' Ç Precede'(y,y').
This means there exist
(c1,c2),(c2,c3),...,(ch-1,ch)
Î Aff' Ç
Precede'(y,y') such that c1 = y'
and ch = y.
Let P3 denote {(c1,c2),(c2,c3),...,(ch-1,ch)}.
By theorem
"Consistency Maintained
(2)", Aff is internally consistent. Thus, since (y,y')
Î Aff there must exist (c,c') Î P3
such that
(c,c') Ï Aff. Since (c,c') Î
Aff'\Aff, (c,c') Î P2. But
since
(c,c') Î
P2
and (c,c') Î
Precede'(y,y'), this contradicts 1.1. Thus case 1.2.2 is impossible.
Since both cases are impossible, the contrary assumption cannot hold.
Therefore #R(w,x) ³ #R(x,w),
establishing MAM satisfies I2C. QED
Theorem (2): MAM satisfies Immunity from Majority Complaints.
Proof: Assume MAM(A,R,s)
= w for some s Î
L(R,A) and
assume
#R(x,w) > #R(w,x)
for some x Î
A. We must show there
exists a sequence
of alternatives a1,a2,...,ak
Î
A such that a1 = w and ak = x and all
three
of the following conditions hold:
(2.1) #R(aj,aj+1)
³ #R(x,w) for all
j Î
{1,2,...,k-1}.
(2.2) #R(aj,aj+1)
> #R(aj+1,aj)
for all j Î
{1,2,...,k-1}.
(2.3) Place(aj) < Place(aj+1)
for all j Î
{1,2,...,k-1}.
Make the following abbreviations:
Maj = Majorities(A,R).
For all a,b Î A, Precede(a,b)
= Precede(a,b,A,R,s).
Aff = Affirmed(A,R,s).
MAM = MAM(A,R,s).
Rs = Rsocial(A,R,s).
By the
definition of MAM(), since MAM
= w it follows that w is not second in any
ordered pair in Aff. Thus (x,w) Ï
Aff. Since #R(x,w) > #R(w,x), (x,w) Î
Maj.
Since (x,w) Î
Maj\Aff, by the definition of Affirmed()
(x,w) must be inconsistent
with Aff Ç Precede(x,w).
This means there exists a sequence of order pairs of
alternatives (a1,a2),(a2,a3),...,(ak-1,ak)
Î Aff Ç Precede(x,w)
such that a1 = w
and ak = x. Let P
denote {(a1,a2),(a2,a3),...,(ak-1,ak)}.
Since P Í Precede(x,w),
by the definition of Precede() #R(aj,aj+1)
³ #R(x,w) for all
j Î
{1,2,...,k-1},
establishing condition 2.1 holds for a1,a2,...,ak. By
the definition of Affirmed(),
Aff Í
Maj. Thus P Í Maj.
This means (aj,aj+1) Î
Maj for all j Î
{1,2,...,k-1},
establishing condition 2.2 holds for a1,a2,...,ak. Since P Í Aff, by theorem
"Properties of RSocial (3)" Rs ranks aj
over aj+1 for all j Î
{1,2,...,k-1}.
By the definition of Rsocial() (i.e., MAM's
social ordering,
constructed in
accordance with the first of the five natural techniques for
constructing
a social ordering), the following condition must hold:
(2.4) For all a,b Î A, Rs ranks a over b if and only if Place(a) < Place(b).
It follows that Place(aj) < Place(aj+1)
for all j Î
{1,2,...,k-1}, establishing
condition 2.3 holds for a1,a2,...,ak.
Since conditions 2.1, 2.2 and 2.3 have been
established for a1,a2,...,ak and since
a1 = w and ak = x, it follows
that MAM
satisfies IMC. QED
Theorem (): MAM
satisfies Local Independence of Irrelevant Alternatives.
That is:
For all finite non-empty sets
of alternatives A, all finite sets of votes R,
all non-empty B Í A and
all r Î L(B),
let gMAM(r,B,R) denote
#{s Î L(R|B,B)
such that Rsocial(B,R|B,s|B)
= r}/#L(R|B,B).
gMAM
is a social ordering scheme that satisfies local independence
of irrelevant alternatives.
Proof: By inspection of the definition of MAM(),
MAM(B,R|B,s|B)
is a single alternative
in B for all finite non-empty A, all finite R, all non-empty B Í A and
all s Î L(R,A).
Thus it follows by the definition
of Rsocial() that Rsocial(A,R,s)
is a strict ordering of A
for all finite non-empty A, all finite R and
all s Î L(R,A).
For all non-empty B Í A,
we can relabel A = B, R = R|B
and s = s|B
and still satisfy the premise that A is finite
and non-empty and R is finite and s Î
L(R,A).
Thus it follows that Rsocial(B,R|B,s|B)
is a strict ordering of B
for all finite non-empty A, all finite R, all non-empty B Í A
and
all s Î L(R,A). Since
L(B) Í
O(B), it follows immediately that gMAM
is a
social ordering scheme.
Thus it remains only to show gMAM
satisfies LIIA. Abbreviate Rs(s)
= Rsocial(A,R,s)
for all s Î L(R,A).
By inspection of the definition of L(), both
of the following
statements must hold:
(2.1) For all
non-empty B Í A, #L(R,A)
= (#R)! ´ (#A)!
(2.2) For all non-empty B Í A,
#L(R|B,B) = (#R|B)! ´
(#B)!
Since the number of ballots does not
change when alternatives are deleted from
the ballots, #R|B = #R
for all non-empty B Í A.
Therefore, by the definition
of L() the following statement must hold:
(2.3) For all non-empty B Í A, #L(R|B,B) = #L(R,A) ´ (#B)!/(#A)!
Thus satisfaction of LIIA will follow if we establish the following proposition:
Proposition 2.4: Rs(s)|B
= Rsocial(B,R|B,s|B)
for all s Î L(R,A)
and
all non-empty B Í A that
is contiguous within Rs(s).
Proof of 2.4: Pick any s Î
L(R,A)
and any non-empty C Í A
that is
contiguous
within Rs(s). Abbreviate Rs = Rs(s)
and rs = Rsocial(C,R|C,s|C).
We must
show Rs|B
= rs. Make the
following abbreviations:
Maj = Majorities(A,R).
Maj' = Majorities(C,R|C).
RVH = RVH(A,R,s).
RVH' = RVH(C,R|C,s|C).
Aff = Affirmed(A,R,s).
Aff' = Affirmed(C,R|C,s|C).
w = MAM(A,R,s).
c = MAM(C,R|C,s|C).
Let T denote the alternatives in A that Rs ranks over all of
C. (T may be empty.)
Let B
denote the alternatives in A that Rs ranks below all of
C. (B may be empty.)
By theorem
"Properties of RSocial (1)", Rs is a strict
ordering of A. Therefore,
since C is contiguous within Rs, A = T È
C È B. Make the following
abbreviations:
A' = T È
C.
R's = Rsocial(T È
C,R|TÈC,s|TÈC).
A" = C È
B.
R"s = Rsocial(C È
B,R|CÈB,s|CÈB).
Proposition 2.4 will follow easily if we establish the following two propositions:
Proposition 2.5: R's
= Rs|A'.
Proposition 2.6: R"s
= Rs|A".
Proof of 2.5: There are two cases to consider:
Case 2.5.1: B is empty. Since A' = A, R's = Rs|A' in case 2.5.1.
Case 2.5.2: B is not empty. Make the following abbreviations:
RVH = RVH(A,R,s).
RVH' = RVH(A',R|A',s|A').
Aff = Affirmed(A,R,s).
Aff' = Affirmed(A',R|A',s|A').
w' = MAM(A',R|A',s|A').
We first show w
= w'. Suppose the contrary. Since B is a strict subset
of A
and Rs ranks all of A' over all of B, by theorem
"Properties of
RSocial (7.2)" the following condition holds:
(2.5.2.1) Aff' = Aff Ç Pairs(A').
Since Rs
ranks all of A' over all of B, by theorem
"Properties of
RSocial (3)" the following condition holds:
(2.5.2.2) (b,a) Ï Aff for all b Î B and all a Î A'.
By the definition of MAM(),
w is not second in any pair in Aff. By 2.5.2.1,
w is not second in any pair in Aff'. By the
definition of MAM(), w' is not
second in any pair in Aff'. By 2.5.2.1 and 2.5.2.2, w'
is not second in
any pair in Aff. Since w ¹
w' and neither w nor w' is second in any
pair in Aff and MAM(A,R,s)
= w, this implies
RVH ranks w over w'.
Similarly, since neither w nor w' is
second in any pair in Aff' and
MAM(A',R|A',s|A')
= w', this implies
RVH' ranks w' over w. But
by theorem
"Random Voter Hierarchy is Independent of Irrelevant
Alternatives",
RVH' ranks w relative to w' the same as RVH does,
a contradiction. This means the contrary
assumption cannot hold,
establishing w = w'.
Since
Proof of 2.6:
This follows by inspection of the definition of Rsocial(),
since
the iterative manner in which the social ranking is
constructed implies
the
relative ranking of "bottom" alternatives (that is, A"
= C È B) by Rs neglects
information about the "non-bottom" alternatives (T).
QED